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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-05 |
| VA | RA | APPROVED | 2025-09-05 |
Branch Locations
5600 General Washington Dr Ste B215, Alexanderia, VA 22312 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | Alexandria | VA | 03/2002 | 09/2025 |
| Avantax Advisory Services | Alexandria | VA | 02/2011 | 09/2025 |
| Schlosser, Fleming & Associates Ltd | Alexnadria | VA | 08/2004 | Present |
| Schlosser, Fleming & Associates Ltd Profit Sharin | Alexandria | VA | 11/2014 | 04/2019 |
| Avantax Insurance Agency, Llc | Alexandria | VA | 12/2004 | 09/2025 |
| Schlosser Fleming & Associates, Ltd. | Alexandria | VA | 11/2014 | Present |
| Cetera Wealth Services, Llc | Alexandria | VA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
2) Admin and human resources|Schlosser Fleming and Associates LTD profit sharin~'NIR'~5600 General Washington Street~Alexandria~VA~22312~No Outside Business Activities - Investments Only~Trustee~11/1/2014~1hrs~0hrs~Serve as trustee for the Attilus and Associates Retirement plan|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-21 |
| S65 | Uniform Investment Adviser Law Examination | 2001-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-22 |
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