Thomas James Haggerty

Employer firm

Parable Wealth Advisors CRD 304873

$176M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 08/2018
  Retirement Strategies, Inc.
  Jacksonville, FL
• 09/2018 → 05/2019
  Wealth Enhancement Group
  Jacksonville, FL
• 06/2019 → Present
  Parable, Llc D/B/A Parable Wealth Advisors
  St. Augustine, FL

Previous Registrations

• 2018-09-05 → 2019-06-05
  Wealth Enhancement Advisory Services, Llc
  Jacksonville, FL
  Plymouth, MN
• 2015-02-05 → 2018-10-01
  Retirement Strategies, Inc.
  Jacksonville, FL
• 2013-10-07 → 2013-11-01
  Five Factor Capital Advisors
  Rye Brook, NY
  Atlantic Beach, FL

Exams

• S63 Uniform Securities Agent State Law Examination
  2008-01-29

Designations

• Chartered Financial Analyst

Other Names

• Thomas J Haggerty
• Thomas James Haggerty