Michael Dennis Shanahan

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2003 → Present
  Lpl Financial, Llc
  San Diego, CA
• 09/2006 → Present
  Overland And Shanahan
  San Diego, CA

Previous Registrations

• 2006-07-26 → 2026-01-15
  Overland And Shanahan
  San Diego, CA
  La Jolla, CA
• 2005-11-22 → 2005-12-31
  Overland And Shanahan
  San Diego, CA
• 2002-03-18 → 2003-06-05
  New England Securities
  Charlotte, NC

Other Businesses

1. 11/29/2004: NON-VARIABLE INSURANCE - OUTSIDE SALES OF NON-VARIABLE INSURANCE. - SAN DIEGO, CA. 2. 11/28/2011: REGISTERED INVESTMENT ADVISOR DBA - OVERLAND & SHANAHAN - FINANCIAL PLANS ARE PROVIDED FOR A FEE, HOURLY OR FIXED, WHEN THE OPPORTUNITY ARISES. - 1% OF TIME SPENT - SAN DIEGO, CA. 3. 02/08/2015 - OVERLAND & SHANAHAN WEALTH ADVISORS, INC. - OTHER - 401K TRUSTEE - TIME SPENT 1 HOUR PER MONTH - SAN DIEGO, CA. 4. 3/20/2023 - High Bluff Private Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - independent insurance agent - Start Date - 04/03/2023 - 160 Hours Per Month/120 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-02-12
• S63 Uniform Securities Agent State Law Examination
  2001-03-19

Designations

• Certified Financial Planner