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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2004-06-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| David J. Karlson, Llc | Milwaukee | WI | 07/1993 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 03/2004 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2004 | Present |
| Karlson Tax & Accounting | Milwaukee | WI | 01/1987 | Present |
| Karlson Wealth Management | Milwaukee | WI | 01/2001 | Present |
1) DAVID J. KARLSON LLC - NOT INV REL - ACCOUNTING & INCOME TAX SERVICE - OWNER - STARTED 1/88 - SOLE PROPRIETOR & EMPLOYER - 40+ HRS/WK - SINGLE MEMBER LLC. 2)USO OF WISCONSIN,INC; NOT INV REL; 750 N LINCOLN MEMORIAL DR, STE 303, MILWAUKEE, WI; 501(C)(3) CHARITABLE ORGANIZATION; TREASURER SINCE 11/11/09; 2 HRS/WK; BOOKKEEPING & MANAGEMENT: 4)KARLSON TAX AND ACCOUNTING; NON-INV. RELATED; MILWAUKEE, WI; ACCOUNTING AND TAX PREPARATION SERVICES; OWNER; SINCE 1987; 180 HRS/MONTH DURING SECURITIES TRADING HOURS: 5)KARLSON WEALTH MANAGEMENT, DBA NAME FOR INVESTMENT PRACTICE - INV. RELATED; MILWAUKEE, WI; INVESTMENT AND INSURANCE BUISNESS; OWNER; SINCE 2001; 180 HRS/MONTH DURING SECURITIES TRADING HOURS:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-13 |
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