Jeremy D Pinnow

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2023-09-01
TX	RA	APPROVED_RES	2023-09-01
WI	RA	APPROVED	2023-09-01

IL RA
APPROVED

Since 2023-09-01
TX RA
APPROVED_RES

Since 2023-09-01
WI RA
APPROVED

Since 2023-09-01

Branch Locations

922 W. Exchange Street, Brodhead, WI 53520 • United States

1005 Cameron Drive Suite 1, Durand, IL 61024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sagepoint Financial, Inc.	Phoenix	AZ	01/2009	09/2023
Osaic Wealth, Inc.	Durand	IL	09/2023	Present

01/2009 → 09/2023

Sagepoint Financial, Inc.

Phoenix, AZ
09/2023 → Present

Osaic Wealth, Inc.

Durand, IL

Previous Registrations

2009-03-06 → 2023-09-01

Osaic Services, Inc.

Durand, IL

Brodhead, WI

Other Businesses

1)JEREMY D. PINNOW & ASSOC, INDEPENDENT INS SALES, COMMENCED 06/2000, CORP, INV RELATED, 15 HOURS/MO TIME SPENT, 100% OWNER, ACTIVE OWNER; 2)PINNOW INV GRP LLC, PROPERTY MGMT, COMMENCED 12/2001, LLC, NOT INV RELATED, 2 HOURS/MO TIME SPENT, 66% OWNER, ACTIVE OWNER; 3)ATTORNEY-IN-FACT; NOT INVESTMENT RELATED; ADDRESS: 1022 FIRST CENTER AVENUE, BRODHEAD, WI 53520; SINCE: 1/1/2004; 0HRS/MTH AND 0 DURING TRADING HOURS; FINANCIAL POWER OF ATTORNEY PROVIDING AUTHORITY WHEN SHE IS UNABLE TO PERFORM SUCH DUTIES. 4)JEREMY PINNOW AND ASSOCIATES, INC. POSITION: DBA NATURE: S - CORP (USED FOR TAX AND PAYROLL PURPOSES ONLY) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 11/26/2003 ADDRESS: 1022 1ST CENTER AVE, BRODHEAD WI 53520, United States DESCRIPTION: ENTITY IS USED FOR PAYROLL AND TAX PURPOSES ONLY 5)CITY OF BRODHEAD BID BOARD POSITION: member/chairperson NATURE: Non-profit city council sub-committee INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/22/2016 ADDRESS: 1111 W 2nd Avenue, Brodhead WI 53520, United States DESCRIPTION: Review and make recommendations to the city council regarding business improvement district (BID) concerns. The BID area is comprised of the downtown business community. 6) PINNOW FARM POSITION: Owner/Operator NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: W341 Halfway Tree Road, Brodhead WI 53520, United States DESCRIPTION: Hay and beef sales.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-06-30
S63	Uniform Securities Agent State Law Examination	2000-08-04

S65 Uniform Investment Adviser Law Examination

2008-06-30
S63 Uniform Securities Agent State Law Examination

2000-08-04

View on SEC IAPD