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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-22 |
| MO | RA | APPROVED | 2020-04-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nicklas Financial Companies, Inc. | Jefferson City | MO | 06/2000 | Present |
| Securities America, Inc. | Jefferson City | MO | 08/2005 | 04/2020 |
| Securities America Advisors, Inc. | Jeffereson City | MO | 01/2007 | 04/2020 |
| Lpl Financial Llc | Jefferson City | MO | 04/2020 | Present |
1) 04/06/2020 - Nicklas Financial - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 04/2020 2) 01/30/2026 - The Nicklas Agency, Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/01/2020 - 20 hours per month/ 5 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-03 |
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