Donald William Angel

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2015-05-15
TX	RA	APPROVED_RES	2009-02-19

PA RA
APPROVED

Since 2015-05-15
TX RA
APPROVED_RES

Since 2009-02-19

Branch Locations

380 Southpointe Blvd Ste 300, Canonsburg, PA 15317 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Pittsburgh	PA	04/2006	Present

04/2006 → Present

Lpl Financial, Llc

Pittsburgh, PA

Other Businesses

1. 6/23/2015: Cardiff, Provins & Angel Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/15/2015 - 180 Hours Per Month/130 Hours During Securities Trading. 2. 5/23/2016: Cardiff, Provins & Angel Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance-trails only - Started 06/15/2015 - 10 Hours Per Month During Securities Trading - Agent; Crump; not splitting commission; not an owner; trails only, no new policies.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-03-15
S63	Uniform Securities Agent State Law Examination	2000-08-29

S66 Uniform Combined State Law Examination

2006-03-15
S63 Uniform Securities Agent State Law Examination

2000-08-29

Designations

Certified Financial Planner

View on SEC IAPD