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Account
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1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-12-16 |
Branch Locations
101 Seaport Blvd 11Th Floor, Boston, MA 02210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock Funds | Boston | MA | 07/2002 | 10/2016 |
| Sovereign Asset Management Corporation | Boston | MA | 07/2002 | 08/2020 |
| John Hancock Distributors Llc | Boston | MA | 10/2016 | 09/2024 |
| John Hancock | Boston | MA | 07/2002 | 09/2024 |
| Manulife Asset Management Llc | Boston | MA | 07/2002 | 11/2018 |
| John Hancock Advisers, Llc | Boston | MA | 11/2018 | 09/2024 |
| John Hancock Investment Management Distributors Llc | Boston | MA | 08/2020 | 09/2024 |
| Allspring Funds Distributor, Llc | Charlotte | NC | 11/2024 | Present |
| Allspring Funds Management, Llc | Charlotte | NC | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-02 |
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