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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-12-20 |
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2020-01-15 |
Branch Locations
1600 Stewart Ave Ste 303, Westbury, NY 11590 • United States
7010 E Chauncey Ln Ste 200, Phoenix, AZ 85054 • United States
8608 Utica Ave Ste 207, Rancho Cucamonga, CA 91730 • United States
14274 N Northsight Blvd Suite 100, Scottsdale, AZ 85260 • United States
Scottsdale, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Westbury | NY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Scottsdale | AZ | 03/2020 | Present |
Business Ownership; 41 Tarpon Rd LLC.; Co-owner; Real Estate; 41 Tarpon Rd, , East Quogue , NY, 11942; Not Investment-Related; 08/09/2024; 0 hours per month; 0 during trading hours / Merendino Holdings LLC; Owner; Manage Ameriprise Business; 9443 E Hidden Spur Trail , , Scottsdale, AZ, 85255; Investment-Related; 07/27/2018; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; The Circle of Trust; Writing a book that will be of general education in nature and will be distributed to the general public. Furthermore, not planning on mentioning Ameriprise by name, our team practice, contact information or solicit specific products.; 9443 E Hidden Spur Trail, , SCOTTSDALE, AZ, 85255; Not Investment-Related; 04/20/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-09-08 |
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