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John Thomas Metcalfe

Ubs Financial Services Inc.

Pepper Pike, OH

Union, KY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-17
KY RA APPROVED 2021-09-07
OH RA APPROVED 2018-11-20
  • TX RA
    APPROVED_RES
    Since 2022-10-17
  • KY RA
    APPROVED
    Since 2021-09-07
  • OH RA
    APPROVED
    Since 2018-11-20

Branch Locations

30050 Chagrin Boulevard Suite 200, Pepper Pike, OH 44124 • United States

Union, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ifs Financial Services Cincinnati OH 11/2014 09/2018
Touchstone Securities Cincinnati OH 11/2014 09/2018
Ubs Financial Services Inc. Pepper Pike OH 11/2018 Present
  • 11/2014 → 09/2018
    Ifs Financial Services
    Cincinnati, OH
  • 11/2014 → 09/2018
    Touchstone Securities
    Cincinnati, OH
  • 11/2018 → Present
    Ubs Financial Services Inc.
    Pepper Pike, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-20
S63 Uniform Securities Agent State Law Examination 2014-12-16
  • S65 Uniform Investment Adviser Law Examination
    2018-09-20
  • S63 Uniform Securities Agent State Law Examination
    2014-12-16
Other Names
  • John Thomas Metcalfe

View on SEC IAPD

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Other Offices

NIRVANA ANALYTICS, LLC · PEPPER PIKE, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PEPPER PIKE, OH
WELLS FARGO CLEARING SERVICES, LLC · PEPPER PIKE, OH
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CLEVELAND, OH
UBS FINANCIAL SERVICES INC. · PEPPER PIKE, OH
ELIZABETH PARK CAPITAL MANAGEMENT, LTD · PEPPER PIKE, OH
VIRTERA PARTNERS LLC · PEPPER PIKE, OH
PNC WEALTH MANAGEMENT LLC · PEPPER PIKE, OH

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