Brian Wayne Cubler

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-07-12
FL	RA	APPROVED	2007-12-10

TX RA
APPROVED

Since 2019-07-12
FL RA
APPROVED

Since 2007-12-10

Branch Locations

1819 Main St Ste 230 [A8-Rbo], Sarasota, FL 34236 • United States

4100 4Th St N, Saint Petersburg, FL 33703 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Tampa	FL	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Tampa	FL	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Tampa, FL
11/2016 → Present

Wells Fargo Clearing Services, Llc

Tampa, FL

Previous Registrations

2007-04-02 → 2007-12-11

Morgan Stanley & Co. Llc

Tampa, FL
2001-05-21 → 2007-04-02

Morgan Stanley Dw Inc.

Tampa, FL

Bonita Springs, FL

Bonitasprngs, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-07-18

S66 Uniform Combined State Law Examination

2001-07-18

Designations

View on SEC IAPD