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3303 E Baseline Rd Ste. 107, Gilbert, AZ 85234 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2016-11-08 |
Branch Locations
3303 E Baseline Rd Ste. 107, Gilbert, AZ 85234 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Booth Cpa Pfs | Mesa | AZ | 12/1988 | 08/2021 |
| Lpl Financial, Llc | Mesa | AZ | 07/2008 | Present |
| Clarity Wealth Management, L.L.C. | Mesa | AZ | 09/2015 | Present |
| Clarity Tax And Financial Planning | Mesa | AZ | 11/2020 | Present |
1. 07/31/2008 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 1% - Occasional sale of health insurance to clients and referrals- Life, Fixed Annuities, Disability. 2. 9/3/2015 - Clarity Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/01/2015 - 150 Hours Per Month During Securities Trading. 3. 11/28/2016 - Clarity Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/23/16 - 20 Hours Per Month/10 Hours During Securities Trading. 4. 12/15/2016 - Clarity Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 10/01/2016 - 80 Hours Per Month During Securities Trading - I provide investment advisory services through Clarity Wealth Management, LLC, an independent investment advisor firm. I started this business activity in November 2016. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 6/29/2018 - Charles B Booth, Notary Public - Investment Related - At Reported Business Location(s) - Other-Notary Services - Start Date: 10/23/2016 - 1 Hour Per Month/1 Hour During Securities Trading. 6. 8/13/2021 - Clarity Tax and Financial Planning - Not Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Owner - Started 08/13/2021 - 40 Hours Per Month/30 Hours During Securities Trading - Assist clients part time with income tax preparation, tax planning and some financial planning.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-09-11 |
| S66 | Uniform Combined State Law Examination | 1998-12-23 |
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