Best Investors Account Sign in

Michael Patrick Dempsey

Raymond James & Associates, Inc.

Farmington Hills, MI

Claim This Profile
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-02
MI RA APPROVED 2024-04-23
  • TX RA
    APPROVED
    Since 2024-05-02
  • MI RA
    APPROVED
    Since 2024-04-23

Branch Locations

27555 Executive Dr Suite 150, Farmington Hills, MI 48331 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Farmington Hills MI 05/2011 11/2016
Wells Fargo Clearing Services, Llc Farmington Hills MI 11/2016 04/2024
Raymond James & Associates, Inc. Farmington Hills MI 04/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-04-29
S63 Uniform Securities Agent State Law Examination 2010-12-31
  • S65 Uniform Investment Adviser Law Examination
    2011-04-29
  • S63 Uniform Securities Agent State Law Examination
    2010-12-31
Designations

View on SEC IAPD

More in Farmington Hills, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor