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1835 Market Street Suite 500, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-03-25 |
Branch Locations
1835 Market Street Suite 500, Philadelphia, PA 19103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hartford Funds Distributors, Llc | Radnor | PA | 03/2015 | 08/2018 |
| Wells Fargo Clearing Services, Llc | Radnor | PA | 12/2018 | 03/2022 |
| Unemployed | Lansdale | PA | 08/2018 | 12/2018 |
| Roffman Miller | Philadelphia | PA | 03/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-08-06 |
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