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Current Employers
Allspring Funds Management, Llc

1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-10-22
  • NC RA
    APPROVED
    Since 2024-10-22

Branch Locations

1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wedge Capital Management, Llp Charlotte NC 07/2011 06/2023
Allspring Funds Distributor, Llc Charlotte NC 10/2024 Present
Allspring Global Investments Llc Charlotte NC 10/2024 Present
Self-Employed Charlotte NC 07/2023 09/2024
  • 07/2011 → 06/2023
    Charlotte, NC
  • 10/2024 → Present
    Allspring Funds Distributor, Llc
    Charlotte, NC
  • 10/2024 → Present
    Allspring Global Investments Llc
    Charlotte, NC
  • 07/2023 → 09/2024
    Self-Employed
    Charlotte, NC
Previous Registrations
Other Businesses

07/01/2014-Charlotte Firefighter's Retirement System www.charlottefireretire.com I serve as a public fund Trustee for the Charlotte Firefighters' Retirement System. I joined the Board in July 2014 and serve as Vice Chair of the Board and Chair of the Investment Committee. I volunteer my time to serve in this position and I receive no compensation for my service. To fulfill my fiduciary duty, I would not be allowed to solicit any business with the Charlotte Firefighters' Retirement System on behalf of Allspring. My responsibilities as Chair of the Investment Committee include the following: ? Oversee the Retirement System's investment program, ensuring compliance with the Investment Policy, including approval of Fund transactions. ? Monitor the System's funding program. Identify key risk areas and devise methods or metrics for monitoring associated experience development. ? Recommend strategies as required to respond to an over- or under-funded conditions or threats to the System's financial soundness. ? Review and recommend changes to the Investment Policy, actuarial assumptions (both economic and demographic), and special studies (asset-liability study, actuarial experience study). ? Conduct investment manager searches, as needed. Review all investment-related fees incurred by the System. ? Monitor performance of the individual investment managers in accordance with the Investment Policy. Evaluate the performance of the Fund quarterly based on return comparisons of relative and absolute return objectives. From a time commitment standpoint, the Investment Committee meets on the third Thursday of every month from 8am-10am. The Board meets on the fourth Thursday of the month following each quarter from 8am-10am. My Allspring work duties and commitments would take priority over any of my outside Board activity. Aprox 8 hours per quarter spent on these duties.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-09-20
S65 Uniform Investment Adviser Law Examination 2012-10-01
  • S63 Uniform Securities Agent State Law Examination
    2025-09-20
  • S65 Uniform Investment Adviser Law Examination
    2012-10-01

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