Yvette Cummings Heatly

$77.4B regulatory AUM 509 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-08-23

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Suntrust Investment Services,Inc	Atlanta	GA	05/2013	10/2016
Sii	St Petersburg	FL	10/2016	08/2017
Raymond James Financial Services, Inc.	Tampa	FL	12/2017	02/2021
Unemployed	St. Petersburg	FL	08/2017	12/2017
Raymond James Financial Services Advisors Inc.	Tampa	FL	01/2018	02/2021
Waller & Wax Advisors, Inc.	Tampa	FL	12/2017	02/2021
Truist Investment Services, Inc.	Tampa	FL	03/2021	Present
Truist Advisory Services, Inc.	Tampa	FL	03/2021	Present

2018-07-18 → 2021-03-11

Waller & Wax Advisors, Inc.

Tampa, FL
2018-01-24 → 2021-02-17

Raymond James Financial Services Advisors, Inc

Tampa, FL
2016-10-20 → 2017-08-08

Signator Investors, Inc.

St. Petersburg, FL
2013-05-14 → 2016-10-12

Truist Investment Services, Inc.

Tampa, FL
2016-09-14 → 2016-10-12

Truist Advisory Services, Inc.

Tampa, FL
2011-04-19 → 2013-05-31

Morgan Stanley

Clearwater, FL

Clearwater, FL
2009-06-24 → 2011-03-24

Transamerica Financial Advisors, Llc

New Port Richey, FL
2009-05-26 → 2009-06-01

Lincoln Investment

Lutz, FL
2006-07-21 → 2007-04-04

Ubs Financial Services Inc.

Clearwater, FL
2006-03-10 → 2006-06-22

Invest Financial Corporation

Tampa, FL
2005-08-11 → 2005-09-13

Ameriprise Advisor Services, Inc.

Tampa, FL
2004-11-05 → 2005-08-03

Msi Financial Services, Inc.

Tampa, FL
2004-10-06 → 2004-10-25

Invest Financial Corporation

Clearwater, FL
2003-07-14 → 2004-08-31

Morgan Stanley Dw Inc.

St.PEtersbur, FL

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-07-08
S63	Uniform Securities Agent State Law Examination	2003-04-07