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2350 Nw 128Th St, Urbandale, IA 50323 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2024-04-25 |
| FL | RA | APPROVED | 2020-03-19 |
| NM | RA | APPROVED | 2019-08-01 |
| TX | RA | APPROVED | 2017-10-18 |
Branch Locations
Preferred Wealth Management, Llc 5959 Gateway West # 367, El Paso, TX 79925 • United States
2350 Nw 128Th St, Urbandale, IA 50323 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Broker Dealer Financial Services Corp | West Des Moines | IA | 01/2015 | 09/2017 |
| Brokers International Financial Services, Llc | El Paso | TX | 10/2017 | 12/2023 |
| Independent Wealth Network | Urbandale | IA | 10/2017 | Present |
| Midland National Life Ins. | Sioux Falls | SD | 02/2022 | Present |
| Guardian Life Insurance Co. | Austin | TX | 10/2009 | Present |
| Apa-Cia Llc | El Paso | TX | 12/2023 | Present |
| Emerson Equity Llc | San Mateo | CA | 02/2024 | Present |
1)TRANSAMERICA LIFE INSURANCE CO.-INVESTMENT RELATED, 7400 VISCOUNT BLVD., STE 238 EL PASO, TX 79925, TERM LIFE INSURANCE, INSURANCE BROKER, SOLICIT TERM LIFE WHEN ASKED FOR., 1 HR PER MONTH, ZERO HOURS DURING SECURITIES TRADING HOURS, 2010. 2)PREFERRED WEALTH MANAGEMENT-INVESTMENT RELATED, 1202 EAST MARYLAND AVE., STE 1-J PHOENIX, AZ 85014, dba USED TO MARKET ADVISORY SERVICES THROUGH INDEPENDENT WEALTH MANAGEMENT, FINANCIAL PROFESSIONAL, MARKETING OF RIA BUSINESS, 20-40 HRS A MONTH, 2-4 HRS DAILY DURING SECURITIES TRADING HRS, 10/2017 3)MIDLAND NATIONAL LIFE INS.- INVESTMENT RELATED, ONE SAMMONS PLAZA, SIOUX FALLS, SD 57193, TERM LIFE INSURANCE, BROKER, SELL TERM INSURANCE, 1 HR MONTHLY, 0 HRS DURING SECURITIES TRADING HOUR, 02/2022 4)GUARDIAN LIFE INSURANCE CO-INVESTMENT RELATED, 901 S. MOPAC EXPRESSWAY, BARTON OAKS IV, AUSTIN, TX 78746, WHOLE LIFE INSURANCE, LONG TERM DISABILITY AND TERM LIFE INSURANCE, INSURANCE BROKER, SOLICIT WHOLE LIFE, OR LONG TERM DISABILITY FOR WHITE COLLAR PROFESSIONALS, 5 HRS A MONTH, 15-20 MINUTES A QUARTER, 10/2009 5)FARRAL & BLACKWELL AGENCY(FMO)-INVESTMENT RELATED, 7400 VISCOUNT BLVD., STE 238 EL PASO TX 79925, LOCAL FMO FOR INDIVIDUAL HEALTH, SMALL AND LARGE GROUP HEALTH, TERM LIFE INS. F.I.A'S, FIXED ANNUITITES, IL AND TERM LIFE. BROKER/AGENT, SELLING HEALTH, TERM LIFE, FIXED ANNUITIES AND TERM LIFE INSURANCE, 2 HRS A MNTH, 0 HRS DURING SECURITIES TRADING HOURS, 01/2001 6)BLUE CROSS BLUE SHIELD OF TX-INVESTMENT RELATED, 1001 E. LOOKOUT DRIVE RICHARDSON, TX 75082, HEALTH INSURANCE, BROKER, SELLING SMALL, LARGE GROUP AND INDIVIDUAL HEALTH INSURANCE, 2-5 HRS A MONTH, 1-2 HRS DURING SECURITIES TRADING HOURS, 2008. 7)APA-CIA LLC-INVESTMENT RELATED, 1960 SEPTIEMBRE DRIVE, EL PASO, TX 79935, LLC FORMED WITH BROTHER TO MANAGE CHILDHOOD HOME AS RENTAL PROPERTY, PARTNER/OWNER, RENTING CHILDHOOD HOME TO A MEDICARE COMPANY FOR A 5 YEAR PERIOD, 1-2 HRS MONTHLY, 0 HRS DURING SECURITIES TRADING HOURS, 12/2023. 8)AFLAC SUPPLEMENTAL HEALTH INSURANCE-INVESTMENT RELATED, REGIONAL OFFICE: 595 GATEWAY BLVD., STE 620 EL PASO, TX 79925, SUPPLEMENTAL HEALTH, CANCER, SHORT TERM DISABILITY, ACCIDENT AND HOSPITALIZATION, BROKER, SOLICIT SUPPLEMENTAL HEALTH INSURANCE PRODUCTS, CANCER, SHORT TERM DISABILITY, ACCIDENT AND HOSPITALIZATION, 1 HR, 0 HRS DURING SECURITIES TRADING HOURS. 10/2008 9)AETNA HEALTH INS.-INVESTMENT RELATED, 151 FARMINGTON AVE., HARTFORD, CT 06156, SMALL AND LARGE GROUP HEALTH INSURANCE, BROKER, SOLICIT SMALL AND LARGE HEALTH INSURANCE GROUPS, 1 HOUR MONTHLY, 0 HOURS DURING SECURITIES TRADING HOURS, 2007 10)PREFERRED FINANCIAL GROUP-INVESTMENT RELATED, 1202 EAST MARYLAND AVE., STE 1-J, PHOENIX, AZ 85014, PREFERRED FINANCIAL GROUP IS A DBA FOR MARKETING BROKER DEALER PRODUCTS AND SERVICES., FINANCIAL PROFESSIONAL, 1-3 HRS A MONTH, 1-3 HRS A MONTH DURING SECURITIES TRADING HOURS, 09/2009. 11)INDEPENDENT WEALTH NETWORK-INVESTMENT RELATED, 2350 NW 128TH ST., URBANDALE, IA 50323, REGISTERED INVESTMENT ADVISOR, INVESTMENT ADVISORY REPRESENTATIVE, FEE-BASED ADVISORY SERVICES, 5-10 HRS WEEKLY, 5-10 HRS PER WEEK DURING SECURITIES TRADING HOURS, 10/2017
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-12-29 |
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