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Upper Saddle River, NJ • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wavelet Advisors | Upper Saddle Rive | NJ | 01/2020 | Present |
| Lazard Asset Management | New York | NY | 07/2005 | 03/2020 |
| Rothschild & Co Asset Management | New York | NY | 09/2020 | 03/2023 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-08-30 |
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