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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2020-11-12 |
Branch Locations
6900 E. Camel Backrd Suite 606, Scottsdale, AZ 85251 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 10/2014 | 09/2022 |
| First Allied Adviisory Services, Inc | Chesterfield | MO | 10/2014 | 11/2020 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
| Cetera Advisors | St Cloud | MN | 09/2022 | Present |
1.) BLASER MCCOOK LLC; PARTNER; HOLDING COMPANY; START DATE 06/01/2004; 4 HOURS PER MONTH. 2. INSURANCE; AGENT; INSURANCE; START DATE 01/01/1997; 4 HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-25 |
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