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Travis G Blaser

Cetera Investment Advisers LLC

Scottsdale, AZ

CRD 4228055

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2020-11-12
  • AZ RA
    APPROVED
    Since 2020-11-12

Branch Locations

6900 E. Camel Backrd Suite 606, Scottsdale, AZ 85251 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc. San Diego CA 10/2014 09/2022
First Allied Adviisory Services, Inc Chesterfield MO 10/2014 11/2020
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
Cetera Advisors St Cloud MN 09/2022 Present
  • 10/2014 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 10/2014 → 11/2020
    First Allied Adviisory Services, Inc
    Chesterfield, MO
  • 11/2020 → Present
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors
    St Cloud, MN
Previous Registrations
  • 2014-10-23 → 2020-11-12
    First Allied Advisory Services, Inc.
    Scottsdale, AZ
    San Diego, CA
  • 2009-10-01 → 2014-10-08
    National Planning Corporation
    Newport Beach, CA
    Scottsdale, AZ
    El Segundo, CA
  • 2006-04-17 → 2009-01-14
    Osaic Services, Inc.
    Scottsdale, AZ
  • 2002-05-03 → 2004-07-02
    Integrated Wealth Management, Llc
    Scottsdale, AZ
Other Businesses

1.) BLASER MCCOOK LLC; PARTNER; HOLDING COMPANY; START DATE 06/01/2004; 4 HOURS PER MONTH. 2. INSURANCE; AGENT; INSURANCE; START DATE 01/01/1997; 4 HOURS PER MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-19
S63 Uniform Securities Agent State Law Examination 2000-09-25
  • S66 Uniform Combined State Law Examination
    2002-02-19
  • S63 Uniform Securities Agent State Law Examination
    2000-09-25

View on SEC IAPD

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