Steven Devine Mercer

Current Employers

Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

Authority	Category	Status	Date
DE	RA	APPROVED	2016-07-12

DE RA
APPROVED

Since 2016-07-12

Branch Locations

12150 Monument Drive Ste 850, Fairfax, VA 22033 • United States

10 Corporate Circle Ste 205, New Castle, DE 19720 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Voya Financial Advisors, Inc.	Smyrna	DE	06/2016	Present

06/2016 → Present

Voya Financial Advisors, Inc.

Smyrna, DE

Previous Registrations

2011-08-29 → 2016-06-24

Msi Financial Services, Inc.

Plymouth Meeting, PA

Baltimore, MD

Smyrna, DE

Baltimore, MD

Plymouth Meeting, PA

Newtown Square, PA

Newark, DE

Newark, DE
2009-11-05 → 2011-08-11

Equitable Advisors, Llc

Chesapeake City, MD

Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 10 CORPORATE CIRCLE STE 205; NEWCASTLE; DE; 19720; FIXED INSURANCE; INDEPENDENT INSURANCE AGENT; 10/11/2016; 160; 160; SALE OF FIXED INSURANCE PRODUCTS.|NAME OF ENTITY:Bethany Beach; No; 856a Garfield Parkway; Bethany Beach; DE; 19930; Collect Rent; Owner; 6/1/2022; 1; 1; Collect Rent|

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-11-04

S66 Uniform Combined State Law Examination

2009-11-04

View on SEC IAPD

Current Employers

Voya Financial Advisors, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

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