Richard F Colleoni

Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 11/2017
  Wunderlich Securities, Inc.
  Memphis, TN
• 11/2017 → Present
  Sigma Financial Corporation
  Ann Arbor, MI
• 11/2017 → Present
  Spc
  Ann Arbor, MI

Previous Registrations

• 2014-01-10 → 2017-11-16
  B. Riley Wealth Management
  Dallas, TX
• 2013-02-13 → 2014-01-15
  Raymond James & Associates, Inc.
  Ft. Worth, TX
  Fort Worth, TX
• 2007-10-04 → 2013-02-13
  Morgan Keegan & Company, Llc
  Arlington, TX
  Ft. Worth, TX
• 2002-09-23 → 2007-10-16
  A. G. Edwards & Sons, Inc.
  Arlington, TX
  Arlington, TX

Other Businesses

1. AS AN INDEPENDENTLY LICENSED INSURANCE AGENT, I AM APPOINTED WITH VARIOUS INSURANCE COMPANIES. 2. Hobby involving spinning toy tops. Occasionally develop accessories and sell to others in the international top community. Start date: 11/28/17, approx. 5 hrs/mo, none during mkt. hrs. Not investment related.

Exams

• S66 Uniform Combined State Law Examination
  2002-09-21
• S63 Uniform Securities Agent State Law Examination
  2000-10-30