Salvatore Antonino Mazzola

Current Employers

Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-04
FL	RA	APPROVED	2019-05-21
TX	RA	APPROVED	2016-11-30

NY RA
APPROVED

Since 2021-04-04
FL RA
APPROVED

Since 2019-05-21
TX RA
APPROVED

Since 2016-11-30

Branch Locations

350 Linden Oaks Drive Suite 110, Rochester, NY 14625 • United States

8889 Pelican Bay Blvd Suite 401, Naples, FL 34108 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tmfs Advisors, Llc	Overland Park	KS	07/2015	11/2016
Financial Engines Advisors L.L.C.	Fort Myers	FL	11/2016	Present

07/2015 → 11/2016

Tmfs Advisors, Llc

Overland Park, KS
11/2016 → Present

Financial Engines Advisors L.L.C.

Fort Myers, FL

Previous Registrations

2015-07-30 → 2016-11-30

Financial Engines Advisor Center, Llc

Rochester, NY

Overland Park, KS
2011-12-05 → 2015-09-04

The Mutual Fund Store

Overland Park, KS

Rochester, NY
2010-04-06 → 2011-11-22

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pittsford, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-04-03
S63	Uniform Securities Agent State Law Examination	2000-09-14

S65 Uniform Investment Adviser Law Examination

2010-04-03
S63 Uniform Securities Agent State Law Examination

2000-09-14

Other Names

Sam Mazzola

View on SEC IAPD

Current Employers

Edelman Financial Engines

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews