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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-12-18
AL RA APPROVED 2009-10-16
NC RA APPROVED 2009-10-16
WI RA APPROVED 2009-10-16
  • TX RA
    APPROVED_RES
    Since 2017-12-18
  • AL RA
    APPROVED
    Since 2009-10-16
  • NC RA
    APPROVED
    Since 2009-10-16
  • WI RA
    APPROVED
    Since 2009-10-16

Branch Locations

3704 Oakwood Hills Pkwy 1St Floor, Eau Claire, WI 54701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Eau Claire WI 10/2009 Present
Previous Registrations
Other Businesses

1. U-Fuel Inc; 200 Frontier Plaza, Elk Mound, WI 54739; Building and selling below and above ground fuel tanks and petroleum equipment globally; Managing Trustee; Provide business oversight and assistance to the President and look for possible suitors for a sale; 10/16/2024; 5 Hours per Week; Not During Securities Trading Hours; Not Investment-Related 2. Trustee of a family Trust 3. Executor of a family estate 4. Webb Development Corp.; E5248 Sycamore St. Eau Claire, WI 54701; Property holding company; President; Inherited this with the intent to liquidate per the Estate; 08/20/2025; 0hrs/day; Not during securities trading hours; Investment related 5. Webb Development Pension Trust; E5248 Sycamore St Eau Claire, WI 54701; Pension Trust my father establish tide to Webb Development Corp; Trustee; Buy and sell assets. Distribute assets per guidelines of the Pension Trust; 12/15/2025; 10hrs/yr; Not during securities trading hours; Investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-15
  • S66 Uniform Combined State Law Examination
    2000-09-15

View on SEC IAPD

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