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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-07-27 |
Branch Locations
1 Cowboys Way, Frisco, TX 75034 • United States
Richardson, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Dallas | TX | 07/2016 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 07/2016 | Present |
For profit or not for profit: For Profit Name of outside business organization: San Antonio Flea Market Investment related: No Address of business:San Antonio, TX 78224 Nature of business: vendor sales Position, title, association: part owner Start date of relationship: 1993 Number of hours devoted: zero Number of hours devoted during trading hours: zero Duties: part owner (2%), receive dividends from preferred, private ownership.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-27 |
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