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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-27
IN RA APPROVED 2000-09-06
  • TX RA
    APPROVED_RES
    Since 2017-03-27
  • IN RA
    APPROVED
    Since 2000-09-06

Branch Locations

102 E Gibson St Ste 1, Haubstadt, IN 47639 • United States

Haubstadt, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Haubstadt IN 09/2005 03/2020
Ameriprise Financial Services, Llc Haubstadt IN 03/2020 Present
Other Businesses

Real Estate Ownership; Multi-Family; 102 E. Gibson Street, ,; ; / Commercial; 404 E IN-68, , Haubstadt, IN, 47639; Not Investment-Related; 08/25/2023. Business Ownership; The Overton Network, LLC; ; Consulting; 605 E. Haub St.Haubstadt, IN 47639, ,; Not Investment-Related; 07/09/2013; 10 to 19 hours per month; 1 to 9 during trading hours / TB & J Properties, LLC; ; This LLC owns the property at 102 E. Gibson St., Haubstadt.; 202 E. Gibson St.Haubstadt, IN 47639, ,; ; ; 1 to 9 hours per month; / Practice Operations, LLC; ; The account is set up to manage the expenses of my financial advisory practice; 605 E. Haub StreetHaubstadt, IN 47639, ,; Not Investment-Related; 04/06/2015; 60 hours per month; 60 during trading hours / Haubstadt Carpet; Co-owner; Retail; 404 E IN-68, , Haubstadt, IN, 47639; Not Investment-Related; 08/25/2023; 1 to 9 hours per month; 1 to 9 during trading hours / Paint Distributors, LLC; Owner; Retail; 201 N Royal Ave., , Evansville, IN, 47715; Not Investment-Related; 07/15/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Haubstadt Sommerfest, Inc.; Director of Marketing; PO Box 308 Haubstadt, IN 47639, ,; ; 02/21/2013; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Gibson County Indiana; Council Member -; ; 225 N. Hart Street Princeton, IN 47670, ,; ; ; 1 to 9 hours per month; . Other Business Activities; Author; I have written a book and it has completed review by Ameriprise Branding.; 605 E. Haub St.Haubstadt, IN 47639, ,; ; 10/05/2012; 1 to 9 hours per month; .

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-30
  • S66 Uniform Combined State Law Examination
    2000-08-30

View on SEC IAPD

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