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11300 West Olympic Blvd Suite 800, Los Angeles, CA 90064 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-11-22 |
Branch Locations
11300 West Olympic Blvd Suite 800, Los Angeles, CA 90064 • United States
30 Liberty Ship Way #3150, Sausalito, CA 94965 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | San Francisco | CA | 07/2016 | 10/2016 |
| Capital One Investing, Llc | Mclean | VA | 10/2016 | 06/2019 |
| Sharebuilder Advisors Llc | Seattle | WA | 06/2019 | 03/2022 |
| Composition Wealth, Llc | Sausalito | CA | 11/2022 | Present |
| Unemployed | Novato | CA | 03/2022 | 11/2022 |
1) Rotary Club of San Francisco Evening; Not Investment Related; P.O. Box 330536, San Francisco, CA. 94133; 501(c)4 tax exempt charitable organization; Board Member; 07/01/2016; Approximately 5 hours per month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-08-09 |
| S66 | Uniform Combined State Law Examination | 2000-08-07 |
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