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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-06-14
  • MI RA
    APPROVED
    Since 2024-06-14

Branch Locations

12900 Hall Rd Ste 390, Sterling Heights, MI 48313 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Sterling Hts MI 09/2005 10/2018
Securities America, Inc. Sterling Heights MI 10/2018 06/2024
Securities America Advisors Sterling Heights MI 10/2018 06/2024
Osaic Wealth, Inc. Sterling Heights MI 06/2024 Present
Osaic Wealth, Inc. Sterling Heights MI 06/2024 Present
  • 09/2005 → 10/2018
    Ameriprise Financial Services, Inc.
    Sterling Hts, MI
  • 10/2018 → 06/2024
    Securities America, Inc.
    Sterling Heights, MI
  • 10/2018 → 06/2024
    Securities America Advisors
    Sterling Heights, MI
  • 06/2024 → Present
    Sterling Heights, MI
  • 06/2024 → Present
    Sterling Heights, MI
Previous Registrations
  • 2018-11-12 → 2024-06-14
    Securities America Advisors, Inc.
    Sterling Heights, MI
  • 2010-09-03 → 2018-11-14
    Clinton Township, MI
    Sterling Hts, MI
Other Businesses

**SAA POSITION: Financial Advisor NATURE: SAA is an advisory business INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 10/19/2018 ADDRESS: 12900 Hall Road, Suite 390, Sterling Heights MI 48313, United States DESCRIPTION: Providing Financial Advice **INSURANCE SALES POSITION: Sales and Service NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2001 ADDRESS: 12900 Hall Road, Suite 390, Sterling Heights MI 48313, United States DESCRIPTION: Selling Insurance, managing the subaccounts within policies. **SECONDARY SUCCESSOR TRUSTEE POSITION: Secondary Successor Trustee NATURE: Secondary Successor Trustee on Parents Trust INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/06/2009 ADDRESS: 32041 Lincolnshire Lane, Fraser MI 48026, United States DESCRIPTION: After my parents die and my step sister dies then I would be the trustee of my parents trust.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-22
S63 Uniform Securities Agent State Law Examination 2000-08-15
  • S66 Uniform Combined State Law Examination
    2010-07-22
  • S63 Uniform Securities Agent State Law Examination
    2000-08-15

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