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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-06-14 |
Branch Locations
12900 Hall Rd Ste 390, Sterling Heights, MI 48313 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Sterling Hts | MI | 09/2005 | 10/2018 |
| Securities America, Inc. | Sterling Heights | MI | 10/2018 | 06/2024 |
| Securities America Advisors | Sterling Heights | MI | 10/2018 | 06/2024 |
| Osaic Wealth, Inc. | Sterling Heights | MI | 06/2024 | Present |
| Osaic Wealth, Inc. | Sterling Heights | MI | 06/2024 | Present |
**SAA POSITION: Financial Advisor NATURE: SAA is an advisory business INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 10/19/2018 ADDRESS: 12900 Hall Road, Suite 390, Sterling Heights MI 48313, United States DESCRIPTION: Providing Financial Advice **INSURANCE SALES POSITION: Sales and Service NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2001 ADDRESS: 12900 Hall Road, Suite 390, Sterling Heights MI 48313, United States DESCRIPTION: Selling Insurance, managing the subaccounts within policies. **SECONDARY SUCCESSOR TRUSTEE POSITION: Secondary Successor Trustee NATURE: Secondary Successor Trustee on Parents Trust INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/06/2009 ADDRESS: 32041 Lincolnshire Lane, Fraser MI 48026, United States DESCRIPTION: After my parents die and my step sister dies then I would be the trustee of my parents trust.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-15 |
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