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Current Employers
Advisory Investor Services Llc

1200 Brickell Avenue Suite 250, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-16
  • TX RA
    APPROVED_RES
    Since 2025-02-16

Branch Locations

West Windsor, NJ • United States

1200 Brickell Avenue Suite 250, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney New York NY 05/2010 12/2019
Morgan Stanley Private Bank, National Association New York NY 01/2015 12/2019
Advisory Investor Services Llc Weston FL 12/2019 Present
Miura Capital, Llc Miami FL 12/2019 Present
  • 05/2010 → 12/2019
    Morgan Stanley Smith Barney
    New York, NY
  • 01/2015 → 12/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 12/2019 → Present
    Weston, FL
  • 12/2019 → Present
    Miura Capital, Llc
    Miami, FL
Other Businesses

MR. VACA IS DUALLY REGISTERED WITH MIURA CAPITAL LLC, A BROKER DEALER BASED IN MIAMI, FL.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-07
S63 Uniform Securities Agent State Law Examination 1999-09-21
  • S65 Uniform Investment Adviser Law Examination
    2021-05-07
  • S63 Uniform Securities Agent State Law Examination
    1999-09-21
Other Names
  • Francisco J Vaca

View on SEC IAPD

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