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Shannon Marlene Sottile

LPl Financial LLC

Indiana, PA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-10-01
  • PA RA
    APPROVED
    Since 2025-10-01

Branch Locations

9 N 7Th Street Ste 202, Indiana, PA 15701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Indiana PA 08/2016 01/2025
Osaic Wealth, Inc. Indiana PA 01/2025 10/2025
Lpl Financial Indiana PA 10/2025 Present
  • 08/2016 → 01/2025
    Lincoln Financial Advisors
    Indiana, PA
  • 01/2025 → 10/2025
    Indiana, PA
  • 10/2025 → Present
    Lpl Financial
    Indiana, PA
Previous Registrations
  • 2025-01-24 → 2025-10-06
    Indiana, PA
  • 2016-08-04 → 2025-01-24
    Osaic Fa, Inc.
    Greensburg, PA
    Indiana, PA
    Indiana, PA
    Pittsburgh, PA
    Indiana, PA
  • 2007-10-30 → 2016-08-10
    Investment Professionals, Inc.
    Homer City, PA
    Dubois, PA
    San Antonio, TX
    Indiana, PA
Other Businesses

1. 08/2025 - Turnt Training and Barrel Horses - Business Owner - Not Investment Related - 5 Hour(s)/Month - 0 Hour(s) During Trading - Marion Center, PA 15759 - OBA Start Date: 08/06/2018 2, 08/2025 - Era Financial Advisors - Non-Variable Insurance - Investment Related - 5 Hour(s)/Month - 0 Hour(s) During Trading - Harrisburg, PA 17110 - OBA Start Date: 08/07/2016 3. 08/2025 - Era Financial Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hour(s)/Month - 8 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 10/1/2025 4. 08/2025 - Browning Brothers Palms - For-Profit Board Member - Not Investment Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Marion Center, PA 15759 - OBA Start Date: 08/01/2016

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-09-26
  • S63 Uniform Securities Agent State Law Examination
    2000-09-26
Designations
Other Names
  • Shannon Marlene Browning
  • Shannon Marlene Ewing
  • Shannon Marlene Wasko
  • Shannon Rummell
  • Shannon Marlene Rummell
  • Shannon Marlene Rummell

View on SEC IAPD

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