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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-03-25 |
Branch Locations
San Antonio, TX • United States
10101 Reunion Pl One Union Square-Ste 300, San Antonio, TX 78216-4157 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Frost Brokerage Services Inc | San Antonio | TX | 12/2015 | 06/2018 |
| Citigroup | San Antonio | TX | 06/2018 | 03/2020 |
| Massmutual Life Insurance Co | San Antonio | TX | 03/2020 | Present |
| Mml Investors Services, Llc | San Antonio | TX | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-29 |
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