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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2014-06-02
  • NJ RA
    APPROVED
    Since 2014-06-02

Branch Locations

34 Aspen Park Blvd, E Syracuse, NY 13057 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
R P Dodd Group Inc E Syracuse NY 05/2014 Present
Northwestern Mutual Investment Services, Llc E Syracuse NY 05/2014 Present
Tms Yoga Syracuse NY 01/2013 10/2017
Usa Hockey Syracuse NY 09/1983 Present
Lotus Life Yoga Dewitt NY 09/2015 Present
American College Syracuse NY 12/2015 06/2019
Method 360 Fitness East Syracuse NY 09/2017 Present
  • 05/2014 → Present
    R P Dodd Group Inc
    E Syracuse, NY
  • 05/2014 → Present
    E Syracuse, NY
  • 01/2013 → 10/2017
    Tms Yoga
    Syracuse, NY
  • 09/1983 → Present
    Usa Hockey
    Syracuse, NY
  • 09/2015 → Present
    Lotus Life Yoga
    Dewitt, NY
  • 12/2015 → 06/2019
    American College
    Syracuse, NY
  • 09/2017 → Present
    Method 360 Fitness
    East Syracuse, NY
Previous Registrations
  • 2013-01-15 → 2013-03-21
    Wall Street Financial Group, Inc.
    Victor, NY
    Fairport, NY
  • 2006-07-10 → 2012-07-16
    Syracuse, NY
    Fulton, NY
    Oswego, NY
    Syracuse, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-31
  • S66 Uniform Combined State Law Examination
    2000-07-31
Other Names
  • Thomas Mackenzie Shoen
  • Thomas M. Shoen

View on SEC IAPD

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