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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-01-17
  • NY RA
    APPROVED
    Since 2025-01-17

Branch Locations

6511 Basile Rowe Ste C, E Syracuse, NY 13057 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. E Syracuse NY 03/2022 Present
Primerica Financial Services E Syracuse NY 10/2021 Present
On Point For College Fabius NY 06/2019 05/2023
Erie Materials Syracuse NY 09/2013 05/2019
Bruegger's Bagels Syracuse NY 05/2023 04/2024
  • 03/2022 → Present
    E Syracuse, NY
  • 10/2021 → Present
    Primerica Financial Services
    E Syracuse, NY
  • 06/2019 → 05/2023
    On Point For College
    Fabius, NY
  • 09/2013 → 05/2019
    Erie Materials
    Syracuse, NY
  • 05/2023 → 04/2024
    Bruegger's Bagels
    Syracuse, NY
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Katherine Schmid DBA The Soulful Abode, Non-Investment Related, 1738 Swift Rd. Fabius, NY 13063, Self-Employed Owner, 01/2013 To Present, 0 Hours Per Month (0 Hours Per Month During Securities Trading Hours), creates crafts and sells them at craft events.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-01-09
S63 Uniform Securities Agent State Law Examination 2022-07-01
  • S65 Uniform Investment Adviser Law Examination
    2025-01-09
  • S63 Uniform Securities Agent State Law Examination
    2022-07-01
Other Names
  • Katherine Elizabeth Schmid

View on SEC IAPD

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