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Cecilia Mavico

Truist Advisory Services, Inc.

Charlotte, NC

CRD 3261303

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Employer firm

Truist Advisory Services, Inc. CRD 283390

$77.4B regulatory AUM 509 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • WRAP FEE PRODUCT AND FINANCIAL PROFILING SERVICES USING DESKTOP SOFTWARE

From the firm’s Form ADV. Read the guides:

Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-06-12
  • NC RA
    APPROVED
    Since 2023-06-12

Branch Locations

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robinhood Financial, Llc. Charlotte NC 01/2022 10/2022
Lpl Financial Charlotte NC 09/2015 01/2022
Robinhood Markets, Inc Charlotte NC 06/2022 10/2022
Truist Investmentservices, Inc. Charlotte NC 01/2023 Present
Unemployed Charlotte NC 10/2022 Present
  • 01/2022 → 10/2022
    Robinhood Financial, Llc.
    Charlotte, NC
  • 09/2015 → 01/2022
    Lpl Financial
    Charlotte, NC
  • 06/2022 → 10/2022
    Robinhood Markets, Inc
    Charlotte, NC
  • 01/2023 → Present
    Truist Investmentservices, Inc.
    Charlotte, NC
  • 10/2022 → Present
    Unemployed
    Charlotte, NC
Other Businesses

KNIGHT MAV LLC POSITION: Limited Partner NATURE: Purchasing a house in Costa Rica with another family and leveraging a Costa Rican LLC. The house will serve as a rental property and managed by a third-party management company. The LLC is domiciled in Costa Rica. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/13/2023 ADDRESS: Costa Rica DESCRIPTION: No duties as the property will be managed by a third-party manager. UNC SCHOOL OF LAW POSITION: Adjunct Professor NATURE: Law school INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 6 START DATE: 08/21/2023 ADDRESS: Chapel Hill NC, United States DESCRIPTION: co-teach class: Financial Services Compliance

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-05
S63 Uniform Securities Agent State Law Examination 1999-08-20
  • S66 Uniform Combined State Law Examination
    2023-06-05
  • S63 Uniform Securities Agent State Law Examination
    1999-08-20
Other Names
  • Cece Baute
  • Cecilia Margarita Baute
  • Cecilia Baute Mavico
  • Cecilia Baute Jordaan

View on SEC IAPD

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