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Truist Advisory Services, Inc. CRD 283390
$77.4B regulatory AUM 509 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-06-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robinhood Financial, Llc. | Charlotte | NC | 01/2022 | 10/2022 |
| Lpl Financial | Charlotte | NC | 09/2015 | 01/2022 |
| Robinhood Markets, Inc | Charlotte | NC | 06/2022 | 10/2022 |
| Truist Investmentservices, Inc. | Charlotte | NC | 01/2023 | Present |
| Unemployed | Charlotte | NC | 10/2022 | Present |
KNIGHT MAV LLC POSITION: Limited Partner NATURE: Purchasing a house in Costa Rica with another family and leveraging a Costa Rican LLC. The house will serve as a rental property and managed by a third-party management company. The LLC is domiciled in Costa Rica. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/13/2023 ADDRESS: Costa Rica DESCRIPTION: No duties as the property will be managed by a third-party manager. UNC SCHOOL OF LAW POSITION: Adjunct Professor NATURE: Law school INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 6 START DATE: 08/21/2023 ADDRESS: Chapel Hill NC, United States DESCRIPTION: co-teach class: Financial Services Compliance
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-20 |
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