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Thomas Carson Carter

Retirement Plan Fiduciaries, LLC

Austin, TX

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Current Employers
Retirement Plan Fiduciaries, Llc

Austin, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-02-29
  • TX RA
    APPROVED
    Since 2012-02-29

Branch Locations

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Retirement Plan Fiduciaries, Llc Austin TX 01/2012 Present
Previous Registrations
  • 2004-01-20 → 2012-02-01
    Ml&R Wealth Management Llc
    Austin, TX
  • 2000-08-22 → 2003-11-05
    Invesmart Advisors Inc
    Austin, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-21
  • S66 Uniform Combined State Law Examination
    2000-08-21

View on SEC IAPD

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