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Kelly Suzanne Conte

Janney Montgomery Scott LLC

York, PA

CRD 4225278

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Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-05-30
NC RA APPROVED 2008-10-23
TX RA APPROVED_RES 2008-10-10
NJ RA APPROVED 2008-10-08
PA RA APPROVED 2006-02-07
  • AL RA
    APPROVED
    Since 2024-05-30
  • NC RA
    APPROVED
    Since 2008-10-23
  • TX RA
    APPROVED_RES
    Since 2008-10-10
  • NJ RA
    APPROVED
    Since 2008-10-08
  • PA RA
    APPROVED
    Since 2006-02-07

Branch Locations

1700 Westgate Drive Suite 103, York, PA 17408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc York PA 06/2000 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-02-06
S63 Uniform Securities Agent State Law Examination 2001-03-27
  • S65 Uniform Investment Adviser Law Examination
    2006-02-06
  • S63 Uniform Securities Agent State Law Examination
    2001-03-27
Other Names
  • Kelly Suzanne Keith
  • Kelly Suzanne Keth

View on SEC IAPD

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