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Shannon Lee Boggs

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Springfield, MO

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-01-05
MO RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2012-01-05
  • MO RA
    APPROVED
    Since 2009-10-23

Branch Locations

1630 E Bradford Pkwy, Springfield, MO 65804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Springfield MO 10/2009 Present
Bank Of America,Na Springfield MO 10/2009 Present
Previous Registrations
  • 2006-12-15 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Springfield, MO
  • 2002-11-01 → 2006-12-18
    Morgan Stanley Dw Inc.
    Springfield, MO
    Overland Park, KS
    Springfield, MO
    Springfield, MO
  • 2001-04-17 → 2002-11-06
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Springfield, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-02
  • S66 Uniform Combined State Law Examination
    2000-10-02

View on SEC IAPD

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