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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2026-06-15
  • AR RA
    APPROVED
    Since 2026-06-15

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

4700 W. Commercial Dr Suite A, North Little Rock, AR 72116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Services Inc. Fort Worth TX 02/2026 06/2026
Arkansas National Guard Moral Welfare And Recreation Fund, Inc. North Little Rock AR 02/2024 Present
Arkansas National Guard North Little Rock AR 01/2005 02/2024
First Command Brokerage Services, Inc. Fort Worth TX 06/2026 Present
First Command Advisory Services, Inc. Fort Worth TX 06/2026 Present
First Command Insurance Services, Inc. Fort Worth TX 06/2026 Present
  • 02/2026 → 06/2026
    First Command Brokerage Services Inc.
    Fort Worth, TX
  • 02/2024 → Present
    Arkansas National Guard Moral Welfare And Recreation Fund, Inc.
    North Little Rock, AR
  • 01/2005 → 02/2024
    Arkansas National Guard
    North Little Rock, AR
  • 06/2026 → Present
    First Command Brokerage Services, Inc.
    Fort Worth, TX
  • 06/2026 → Present
    First Command Advisory Services, Inc.
    Fort Worth, TX
  • 06/2026 → Present
    First Command Insurance Services, Inc.
    Fort Worth, TX
Previous Registrations
  • 2004-05-21 → 2005-01-18
    First Command Bank
    Fort Worth, TX
Other Businesses

Name of the other business: Arkansas National Guard Moral Welfare and Recreation Fund, Inc. Whether the business is investment-related: No Address of the other business: 5305 Missouri Avenue, B5305 Camp Robinson, North Little Rock, AR 72199 Nature of the other business: Employment Your position, title, or relationship with the other business: CEO The start date of your relationship: Feb 01, 2024 The approximate number of hours/month you devote to the other business: 11 to 20 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: I currently serve as Chief Executive Officer of APEX and am presently a W-2 employee of that organization. My continued employment is transitional in nature while I assist with the turnover and training of my replacement.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-09
S65 Uniform Investment Adviser Law Examination 2004-05-14
S63 Uniform Securities Agent State Law Examination 2000-12-01
  • S66 Uniform Combined State Law Examination
    2026-06-09
  • S65 Uniform Investment Adviser Law Examination
    2004-05-14
  • S63 Uniform Securities Agent State Law Examination
    2000-12-01

View on SEC IAPD

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