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Patrick Harding

Wells Fargo Advisors Financial Network, LLC

Warwick, NY

New City, NY

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-06-16
TX RA APPROVED 2022-06-16
  • NY RA
    APPROVED
    Since 2022-06-16
  • TX RA
    APPROVED
    Since 2022-06-16

Branch Locations

Warwick, NY • United States

17 Squadron Boulevard Suite 400, New City, NY 10956 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc New City NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc New City NY 11/2016 06/2022
Wells Fargo Advisors Financial Network, Llc New City NY 06/2022 Present
Previous Registrations
Other Businesses

HARDING WEALTH MANAGEMENT LLC; INV RELATED; WARWICK, NY; 100% OWNERSHIP; START 06/07/2022; 2 HOURS PER MONTH; 0 HOURS DURING TRADING; FINET PRACTICE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-01-24
S63 Uniform Securities Agent State Law Examination 2000-11-16
  • S65 Uniform Investment Adviser Law Examination
    2001-01-24
  • S63 Uniform Securities Agent State Law Examination
    2000-11-16
Other Names
  • Patrick Anthony Harding

View on SEC IAPD

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