Best Investors
Account
Sign in
Best Investors
Account
Sign in
Nashville, TN • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-11-27 |
| TN | RA | APPROVED | 2024-01-10 |
| MN | RA | APPROVED | 2024-01-04 |
| TX | RA | APPROVED_RES | 2024-01-03 |
Branch Locations
Phoenix, AZ • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | St. Paul | MN | 06/2000 | 12/2018 |
| Charles Schwab Bank | St. Paul | MN | 11/2005 | 12/2018 |
| Rental Property | Farmington | MN | 03/2016 | Present |
| Gambit Capital Management, Llc | Phoenix | AZ | 12/2023 | Present |
| American Family Insurance | Madison | WI | 06/2019 | 12/2023 |
Licensed Insurance Professional; not investment-related; same as reported business location; licensed to sell insurance products; Insurance Agent; 0 hours per month; Currently just maintaining insurance license and not actively selling any insurance products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-13 |
Reach out to this advisor