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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-05-31 |
| AZ | RA | APPROVED | 2023-04-03 |
| TX | RA | APPROVED_RES | 2009-06-01 |
Branch Locations
14850 North Scottsdale Road Suite 600, Scottsdale, AZ 85254 • United States
Port Orchard, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Scottsdale | AZ | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
BUSINESS / COMPANY;SOLE PROPRIETOR / OWNER / PARTNER;PARALIS LLC;AS OF 05/2015;DURING BUSINESS HOURS;AFTER BUSINESS HOURS 1. 3) Avril15 LLC; Investment related; Scottsdale, AZ; Real estate; Owner; 06/2010 *52185- Tartarus LLC; Investment related: Yes; Paradise Valley, Arizona; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 04/2024; During business hours: 0; After business hours: 1; Administrative, Check Signing/Funds Disbursements
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-16 |
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