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Yorkville, IL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-01-12 |
Branch Locations
113 National Highway, Lavale, MD 21052 • United States
Yorkville, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fike, Conner And Associates, P.A. | La Vale | MD | 08/1995 | Present |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 10/2009 | Present |
| Latitude Advisors, Llc | Vero Beach | FL | 11/2009 | Present |
1. 1999 - PRESENT - INDEPENDENT INSURANCE AGENT, LAVALE, MD 5 HOURS/MONTH - INVESTMENT RELATED. 2. 10/2009 - PRESENT - LATITUTDE ADVISORS, LLC, VERO BEACH, FL - INVESTMENT ADVISOR REP, 20 HOURS/MONTH - INVESTMENT RELATED. 3. 1995 - PRESENT - FIKE, CONNER AND ASSOCIATES, P.A., LAVALE, MD PRINCIPAL & CPA, ACCOUNTING DUTIES - 45 HOURS/WEEK. 4. 10/2008 - PRESENT, NATIONAL HIGHWAY PROPERTIES, LLC, PARTNER - COMMERCIAL REAL ESTATE MANAGEMENT, 2 HOURS/MONTH 5. 1999 - PRESENT, NEW MILLENNIUM FINANCIAL SERVICES, INC., LAVALE, MD PRINCIPAL & ADMINISTRATIVE DUTIES, CLEARING CO FOR COMMISSIONS, 1 HOUR/WEEK 6. 2009 - PRESENT, PEA RIDGE FARMS, LONACONING, MD GENERAL PARTNER IN BEEF FARM OPERATIONS, 10 HOURS/WEEK MOUNT ZION UNITED METHODIST CHURCH POSITION: Financial secretary NATURE: See 8. Financial secretary for the church and does the accounting for the church and approves a budget for the church. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2007 ADDRESS: 17543 National Pike, Frostburg MD 21532 DESCRIPTION: I am the financial secretary for the church which reviews and overseesthe accounting for the church and adopts and approves budgets. I have no signature authority over any accounts. I will help the treasurer count the offering after church services. CITIZENS RIGHTS & HERITAGE GROUP, INC. POSITION: President NATURE: Small nonprofit organization that is concerned about the publics use of Maryland State public lands for any and all recreational purposes. Membership oriented organization. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/11/2007 ADDRESS: 113 National Highway, LaVale MD 21502 DESCRIPTION: I am the president of this small nonprofit organization and preside over meetings. GARRETT COUNTY DEPT OF PLANNING AND LAND MANAGEMENT POSITION: Vice chairperson NATURE: It is not a business and does not conduct any business activites. It is an arm of the Garrett County government. I am a member of the Garrett County Planning Commission and was appointed by the Garrett County Commissioners. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 11/01/2012 ADDRESS: 203 South 4th Street, Oakland MD 21550 DESCRIPTION: I am an appointed member to the Garrett County Planning Commission. The Planning Commission has monthly meetings concerning the County's land management. We review zoning appeals, approve or disapprove variances, review major subdivisions, and other land management issues.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-09 |
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