Cort Allen Laurence

Employer firm

Strategic Financial Concepts, LLC CRD 141849

$928M regulatory AUM 75 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Strategic Financial Concepts, Llc

901 Ne Loop 410 Suite 100, San Antonio, TX 78209 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2008-04-11

TX RA
APPROVED

Since 2008-04-11

Branch Locations

Euless, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Strategic Financial Concepts, Llc	Round Rock	TX	03/2008	Present
Lpl Financial, Llc	Round Rock	TX	09/2009	10/2019

03/2008 → Present

Strategic Financial Concepts, Llc

Round Rock, TX
09/2009 → 10/2019

Lpl Financial, Llc

Round Rock, TX

Previous Registrations

2002-10-01 → 2008-10-22

American General Securities Incorporated

Houston, TX

Hutto, TX

Round Rock, TX

Hutto, TX

Hutto, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-09-29

S66 Uniform Combined State Law Examination

2000-09-29

View on SEC IAPD