Michael Joseph Schmitz

Employer firm

Schmitz Capital Partners, LLC CRD 105702

$132M regulatory AUM 223 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2009 → Present
  Osaic Wealth, Inc.
  Mill Valley, CA
• 04/2015 → Present
  Schmitz Capital Partners, Llc
  Mill Valley, CA

Other Businesses

1) SCHMITZ CAPITAL PARTNERS, LLC POSITION: Vice President - Investments & COO NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 140 START DATE: 12/30/2008 ADDRESS: 655 Redwood Highway, Suite 109, Mill Valley CA 94941, United States DESCRIPTION: Investment Adviosry Services, General Operations (Technology, Marketing, etc.) 2) MICHAEL JOSEPH SCHMITZ POSITION: Other - Insuance Agent NATURE: Sole Proprietorship/Individual Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/17/2010 ADDRESS: 655 Redwood Highway, Suite 109, MIll Valley CA 94941, United States DESCRIPTION: I'm licensed to offer insurance and annuities to clients (fixed, variable, life, health, disability, long-term care etc.)

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-03-09
• S63 Uniform Securities Agent State Law Examination
  2004-04-09