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655 Redwood Hwy Ste 109, Mill Valley, CA 94941 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-04-03 |
Branch Locations
655 Redwood Hwy Ste 109, Mill Valley, CA 94941 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | Mill Valley | CA | 02/2009 | Present |
| Schmitz Capital Partners, Llc | Mill Valley | CA | 04/2015 | Present |
1) SCHMITZ CAPITAL PARTNERS, LLC POSITION: Vice President - Investments & COO NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 140 START DATE: 12/30/2008 ADDRESS: 655 Redwood Highway, Suite 109, Mill Valley CA 94941, United States DESCRIPTION: Investment Adviosry Services, General Operations (Technology, Marketing, etc.) 2) MICHAEL JOSEPH SCHMITZ POSITION: Other - Insuance Agent NATURE: Sole Proprietorship/Individual Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/17/2010 ADDRESS: 655 Redwood Highway, Suite 109, MIll Valley CA 94941, United States DESCRIPTION: I'm licensed to offer insurance and annuities to clients (fixed, variable, life, health, disability, long-term care etc.)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-09 |
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