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Michael Paul Guzzardo

Northwestern Mutual Investment Services, LLC

Florham Park, NJ

Morganville, NJ

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2005-06-03
  • NJ RA
    APPROVED
    Since 2005-06-03

Branch Locations

500 Campus Dr Ste 300, Florham Park, NJ 07932 • United States

Morganville, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Laurence T. Celniker Fairfield NJ 12/2004 Present
Northwestern Investment Services, Inc. Fairfield NJ 05/2005 Present
Thomas O'HAra Fairfield NJ 05/2005 Present
  • 12/2004 → Present
    Laurence T. Celniker
    Fairfield, NJ
  • 05/2005 → Present
    Northwestern Investment Services, Inc.
    Fairfield, NJ
  • 05/2005 → Present
    Thomas O'HAra
    Fairfield, NJ
Other Businesses

ASSOCIATED PERSON, PRIVATE ADVISOR GROUP, 100 PASSAIC AVE, FAIRFIELD, NJ, INVESTMENT ADVISOR, INVESTMENT RELATED, ADMINISTRATIVE FUNCTIONS, DECEMBER 2014

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-10
S63 Uniform Securities Agent State Law Examination 2000-08-30
  • S65 Uniform Investment Adviser Law Examination
    2000-10-10
  • S63 Uniform Securities Agent State Law Examination
    2000-08-30

View on SEC IAPD

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Other Offices

WISS PRIVATE CLIENT ADVISORS, LLC · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
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