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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-09-07 |
| NC | RA | APPROVED | 2016-09-06 |
Branch Locations
100 North Main Street Suite 2400, Winston-Salem, NC 27101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Securities Inc. | New York | NY | 01/2001 | 09/2016 |
| Raymond James & Associates, Inc. | Winston-Salem | NC | 09/2016 | Present |
1. Old Town Club Address: Winston Salem, NC Nature of the Business: Board Member/Officer/Director Position/Title: Board Member/Officer/Director Investment Related:No Start Date: 10/01/2008 Hours per month devoted to this business: 10 Hours per month devoted to this business during trading hours: 2 Description of duties: Volunteer officer (as of 2018 - Sr. Vice President) helping with strategy. I do not conduct business with old town club (social / country club).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-09-27 |
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