Best Investors Account Sign in

Steven Edward Harrison

Vanguard Advisers, Inc.

Charlotte, NC

CRD 4223427

Claim This Profile
Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-12-02
TX RA APPROVED 2019-12-02
  • NC RA
    APPROVED
    Since 2019-12-02
  • TX RA
    APPROVED
    Since 2019-12-02

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 12/2002 Present
Vanguard Marketing Corporation Charlotte NC 02/2026 Present
Vanguard Advisers, Inc. Charlotte NC 02/2026 Present
  • 12/2002 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 02/2026 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 02/2026 → Present
    Vanguard Advisers, Inc.
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-22
S63 Uniform Securities Agent State Law Examination 2001-08-18
  • S66 Uniform Combined State Law Examination
    2019-11-22
  • S63 Uniform Securities Agent State Law Examination
    2001-08-18

View on SEC IAPD

More in Charlotte, NC

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor