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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-06-05
  • IA RA
    APPROVED
    Since 2023-06-05

Branch Locations

2550 Middle Road Suite 204, Bettendorf, IA 52722 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Bettendorf IA 06/2000 Present
Mml Investors Services Bettendorf IA 01/2018 Present
  • 06/2000 → Present
    Mass Mutual Life Insurance Company
    Bettendorf, IA
  • 01/2018 → Present
    Mml Investors Services
    Bettendorf, IA
Other Businesses

Name: Daniel Meredith Inv rel: Y Add: 2550 Middle Rd. Suite 204 Bettendorf, IA 52722 Nature: Life and health insurance sales Position: Sales, agent Start date: 6/12/2000 No. HR/MO: 40 No. HR/MO during sec trading: 20

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-29
S63 Uniform Securities Agent State Law Examination 2000-09-01
  • S66 Uniform Combined State Law Examination
    2023-04-29
  • S63 Uniform Securities Agent State Law Examination
    2000-09-01

View on SEC IAPD

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