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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-06-05 |
Branch Locations
2550 Middle Road Suite 204, Bettendorf, IA 52722 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Bettendorf | IA | 06/2000 | Present |
| Mml Investors Services | Bettendorf | IA | 01/2018 | Present |
Name: Daniel Meredith Inv rel: Y Add: 2550 Middle Rd. Suite 204 Bettendorf, IA 52722 Nature: Life and health insurance sales Position: Sales, agent Start date: 6/12/2000 No. HR/MO: 40 No. HR/MO during sec trading: 20
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-01 |
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