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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-21
  • TX RA
    APPROVED
    Since 2021-01-21

Branch Locations

20779 State Highway 46 W, Spring Branch, TX 78070 • United States

14832 Jones Maltsberger Road, San Antonio, TX 78247 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Spring Branch TX 09/2020 Present
J.P. Morgan Securities Llc Spring Branch TX 09/2020 Present
Unemployed Yuzhno-Sakhalinsk 02/2012 12/2019
Life Time Fitness San Antonio TX 09/2020 Present
Unemployed Spring Branch TX 12/2019 08/2020
  • 09/2020 → Present
    Jpmorgan Chase Bank, N.A.
    Spring Branch, TX
  • 09/2020 → Present
    Spring Branch, TX
  • 02/2012 → 12/2019
    Unemployed
    Yuzhno-Sakhalinsk
  • 09/2020 → Present
    Life Time Fitness
    San Antonio, TX
  • 12/2019 → 08/2020
    Unemployed
    Spring Branch, TX
Previous Registrations
  • 2009-08-04 → 2012-01-18
    Chase Investment Services Corp.
    Humble, TX
    Humble, TX
    Humble, TX
    Houston, TX
    Houston, TX
    Humble, TX
    Humble, TX
  • 2006-09-20 → 2009-08-03
    Andrews, TX
Other Businesses

Entity Name: Life Time Fitness Investment related: N "Address: 18510 US 281 North San Antonio, Texas 78259 https://www.lifetime.life/life-time-locations/tx-san-antonio-281.html?utm_source=google&utm_medium=local&utm_campaign=google-local Nature of the other business: Fitness Position/Title/Relationship: Fitness Class Instructor Start Date: 09/01/2020 "Approximate # of hours a month: 0-10 " Approximate # of hours during securities trading hours: 0 during trading Briefly describe your duties: I teach 1 regular fitness class per week in the evening.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-15
S63 Uniform Securities Agent State Law Examination 2002-04-17
  • S66 Uniform Combined State Law Examination
    2020-12-15
  • S63 Uniform Securities Agent State Law Examination
    2002-04-17
Other Names
  • Peggy Earle Piper
  • Peggy E Stavinoha

View on SEC IAPD

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