Jeffrey Leslie Kaplan

Employer firm

Capital Analysts CRD 162200

$8.77B regulatory AUM 57 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1998 → Present
  Kka Financial Services, Llc
  Farmington Hills, MI
• 06/2012 → Present
  Lincoln Investment
  West Bloomfield, MI

Previous Registrations

• 2010-07-21 → 2012-06-01
  Cincinnati Analysts, Inc.
  Farmington Hills, MI
  West Bloomfield, MI

Other Businesses

JEFFREY KAPLAN POSITION: Insurance agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2001 ADDRESS: 29905 Middlebelt Rd., Farmington Hills MI 48334, United States DESCRIPTION: Licensed insurance agent providing life, health, long term care and disability insurance KKA FINANCIAL SERVICES LLC POSITION: Managing member NATURE: Financial Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2021 ADDRESS: 29905 Middlebelt Rd., Farmington Hills MI 48334, United States DESCRIPTION: DBA for Lincoln business. I perform or supervise all of the day to day activities of the financial services business. This would include financial planning, investment management, compliance, accounting and all other necessary matters involving client service. LZ SLAT LLC POSITION: Managing member NATURE: Estate Planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2022 ADDRESS: 29905 Middlebelt Rd., Farmington Hills MI 48334, United States DESCRIPTION: I am the managing member of this LLC formed for estate planning purposes. My role is interact with family members that set up the LLC and funded it with assets transferred for estate planning reasons. JEFFREY KAPLAN - TRUSTEE SERVICES POSITION: I function as a trustee on various matters. NATURE: Trustee services INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2005 ADDRESS: 6662 VALLEY SPRING DR, BLOOMFIELD HILLS MI 48301, United States DESCRIPTION: Deal with legal and accounting matters, interact with trust beneficiaries.

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-12-04
• S65 Uniform Investment Adviser Law Examination
  2000-12-04

Designations

• Certified Financial Planner