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Joseph John Alfinito

LPl Financial LLC

Rockwall, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-05
  • TX RA
    APPROVED
    Since 2023-10-05

Branch Locations

2647 Waterstone Ln, Rockwall, TX 75032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Joseph J. Alfinito Cpa Sewell NJ 01/1999 10/2023
Vsr Financial Services, Inc. Overland Park KS 09/2008 09/2016
Vsr Advisory Services Overland Park KS 11/2008 09/2016
Summit Brokerage Services, Inc. Sewell NJ 09/2016 07/2019
Summit Financial Group Inc Sewell NJ 09/2016 07/2019
Securities America, Inc. Rockwall TX 07/2019 10/2023
Securities America Advisors Rockwall TX 07/2019 10/2023
Lpl Financial Rockwall TX 10/2023 Present
  • 01/1999 → 10/2023
    Joseph J. Alfinito Cpa
    Sewell, NJ
  • 09/2008 → 09/2016
    Vsr Financial Services, Inc.
    Overland Park, KS
  • 11/2008 → 09/2016
    Vsr Advisory Services
    Overland Park, KS
  • 09/2016 → 07/2019
    Summit Brokerage Services, Inc.
    Sewell, NJ
  • 09/2016 → 07/2019
    Summit Financial Group Inc
    Sewell, NJ
  • 07/2019 → 10/2023
    Securities America, Inc.
    Rockwall, TX
  • 07/2019 → 10/2023
    Securities America Advisors
    Rockwall, TX
  • 10/2023 → Present
    Lpl Financial
    Rockwall, TX
Previous Registrations
  • 2019-07-19 → 2023-10-10
    Securities America Advisors, Inc.
    Rockwall, TX
  • 2016-09-01 → 2019-07-26
    Summit Financial Group Inc
    Sewell, NJ
    Rockwall, TX
  • 2008-11-19 → 2016-09-01
    Vsr Financial Services, Inc.
    Rockwall, TX
    Worden, IL
    Lawrence, KS
    Sewell, NJ
    Overland Park, KS
Other Businesses

1) 10/5/2023: No business name; At reported business location(s); Non-Variable Insurance; Health & Life; Inv. related; start date 9/20/2000; 240hrs/mo.; 8hrs during trading. 2) 10/5/2023: Joseph J.Alfinito, CPA; At reported business location(s); Business Entity For Tax/Investment Purposes Only; Not inv. related; start date 1/1/2000; 240hrs/mo.; 8hrs during trading. 3) 10/5/2023: Joseph J.Alfinito, CPA,LLC; At reported business location(s); Business Entity For Tax/Investment Purposes Only; Not inv. related; start date 1/1/2000; 240hrs/mo.; 8hrs during trading. 4) 10/5/2023: Joseph J.Alfinito, CPA,LLC At reported business location(s); Tax Prep/Accounting/CPA; CPA-owner; Inv. related; start date 1/1/1990; 240hrs/mo.; 8hrs during trading. 5) 10/5/2023: 1st Strategic Wealth Advisors,LLC; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 1/1/2021; 240hrs/mo.; 8hrs during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-18
S63 Uniform Securities Agent State Law Examination 2000-09-21
  • S66 Uniform Combined State Law Examination
    2008-11-18
  • S63 Uniform Securities Agent State Law Examination
    2000-09-21
Designations

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