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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Joseph J. Alfinito Cpa | Sewell | NJ | 01/1999 | 10/2023 |
| Vsr Financial Services, Inc. | Overland Park | KS | 09/2008 | 09/2016 |
| Vsr Advisory Services | Overland Park | KS | 11/2008 | 09/2016 |
| Summit Brokerage Services, Inc. | Sewell | NJ | 09/2016 | 07/2019 |
| Summit Financial Group Inc | Sewell | NJ | 09/2016 | 07/2019 |
| Securities America, Inc. | Rockwall | TX | 07/2019 | 10/2023 |
| Securities America Advisors | Rockwall | TX | 07/2019 | 10/2023 |
| Lpl Financial | Rockwall | TX | 10/2023 | Present |
1) 10/5/2023: No business name; At reported business location(s); Non-Variable Insurance; Health & Life; Inv. related; start date 9/20/2000; 240hrs/mo.; 8hrs during trading. 2) 10/5/2023: Joseph J.Alfinito, CPA; At reported business location(s); Business Entity For Tax/Investment Purposes Only; Not inv. related; start date 1/1/2000; 240hrs/mo.; 8hrs during trading. 3) 10/5/2023: Joseph J.Alfinito, CPA,LLC; At reported business location(s); Business Entity For Tax/Investment Purposes Only; Not inv. related; start date 1/1/2000; 240hrs/mo.; 8hrs during trading. 4) 10/5/2023: Joseph J.Alfinito, CPA,LLC At reported business location(s); Tax Prep/Accounting/CPA; CPA-owner; Inv. related; start date 1/1/1990; 240hrs/mo.; 8hrs during trading. 5) 10/5/2023: 1st Strategic Wealth Advisors,LLC; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 1/1/2021; 240hrs/mo.; 8hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-21 |
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